Additional Fees charged by Velox Clearing
| Domestic/International Wire | $30/50 |
| Returned Check/ Wire/ACH | $30 |
| Check Distribution domestic/International | $5/$10 |
| International Delivery | At cost |
| Blue Sheets | $5 |
| DTC Delivery Transfer – stock/ Bonds | $50/$100 per position |
| ACAT (outbound) | $100 |
| Illiquid Charges | 12% interest charge |
| Short interest | Pass through |
| ADR Pass-Through Fees | As passed by the ADR agent bank. Generally ($0.01 – $0.03) per share |
| Stock Mandatory Redemption (position exited out of DTC) | $50 |
| Manual Option Exercise | $5 per exercise request |
| Worthless/Delisted or Non- Transferable Securities Written off | $10 per write off |
| Account Inactivity Fee | $10 quarterly |
| Errors (cancel & rebill) | $5.00 per side |
| Order Handling Fee (Call the order Desk) | $25.00 |
| As of Trades | $10.00 per trade |
| Corporate Actions | $10 for Mandatory and $50 for Voluntary |
| Interest Charge regular/high risk | Broker s Call Rate or Velox rate (whichever is higher) plus 100 bps/300 bps |
| Equity Trust IRA fee | $50 annual fe, termination $75 |
| 3rd Party Charge | Pass through |
| DRS/DWAC | $100/item |
| Buy-in or Sell-out | $25 |
Univest Securities Commission Schedule
| Self Online Trading | |
| Fixed | 35.00 |
| Broker-Assisted Trading | |
| Minimum | 35.00 |
| Maximum | 5% of the total amount of trade |