Securities Listed on OTC

Univest Securities Inc.

Summary Statistics:

Non-directed orders as percentage of total customer orders 3161/3161

Market orders as percentage of total non-directed orders 44/3161

Limit orders as percentage of total non-directed orders 3117/3161

Other orders as percentage of total non-directed orders 0/3161

Venues receiving significant percentage of total non-directed orders:

Penson Financial Services, Inc. 3159/3161

Knight Securities 2/3161

Information Concerning significant Venues:

Penson Financial Services, Inc.

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 3115/3117

Market orders as percentage of total market orders 44/44

Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 2/3117