Securities Listed on New York Stock Exchange

Univest Securities Inc.

Summary Statistics:

Non-directed orders as percentage of total customer orders 100.0%

Market orders as percentage of total non-directed orders 4.5%

Limit orders as percentage of total non-directed orders 95.4%

Other orders as percentage of total non-directed orders 0.2%

Venues receiving significant percentage of total non-directed orders:

Penson Financial Services, Inc. 99.8%

Knight Capital Market,LLC 0.2%

Information Concerning significant Venues:

Penson Financial Services, Inc.

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 99.8%

Market orders as percentage of total market orders 100.0%

Other orders as percentage of total other orders 100.0%

Knight Capital Market,LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 0.2%