Securities Listed on Option Market

Univest Securities Inc.

Summary Statistics:

Non-directed orders as percentage of total customer orders 100.0%

Market orders as percentage of total non-directed orders 2.4%

Limit orders as percentage of total non-directed orders 97.6%

Other orders as percentage of total non-directed orders 0.0%

Venues receiving significant percentage of total non-directed orders:

Penson Financial Services, Inc. 98.2%

ATD, a CITI Company 1.8%

Information Concerning significant Venues:

Penson Financial Services, Inc.

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 98.1%

Market orders as percentage of total market orders 100.0%

ATD, a CITI Company

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 1.9%