Securities Listed on AMEX or Other

Univest Securities Inc.

Summary Statistics:

Non-directed orders as percentage of total customer orders 289/289

Market orders as percentage of total non-directed orders 1/289

Limit orders as percentage of total non-directed orders 288/289

Other orders as percentage of total non-directed orders 0/289

Venues receiving significant percentage of total non-directed orders:

Penson Financial Services, Inc. 289/289

Information Concerning significant Venues:

Penson Financial Services, Inc.

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 288/288

Market orders as percentage of total market orders 1/1