Securities Listed on Option Market

Univest Securities Inc.

Summary Statistics:

Non-directed orders as percentage of total customer orders 1234/1234

Market orders as percentage of total non-directed orders 50/1234

Limit orders as percentage of total non-directed orders 1184/1234

Other orders as percentage of total non-directed orders 0/1234

Venues receiving significant percentage of total non-directed orders:

Penson Financial Services, Inc. 1227/1234

ATD, a CITI Company 5/1234

Ridge Clearing Order Room 2/1234

Information Concerning significant Venues:

Penson Financial Services, Inc.

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 1177/1184

Market orders as percentage of total market orders 50/50

ATD, a CITI Company

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 5/1184

Ridge Clearing Order Room

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 2/1184