Securities Listed on Option Market

Univest Securities Inc.

Summary Statistics:

Non-directed orders as percentage of total customer orders 100.0%

Market orders as percentage of total non-directed orders 4.1%

Limit orders as percentage of total non-directed orders 95.9%

Other orders as percentage of total non-directed orders 0.0%

Venues receiving significant percentage of total non-directed orders:

Penson Financial Services, Inc. 99.4%

ATD, a CITI Company 0.4%

Ridge Clearing Order Room 0.2%

Information Concerning significant Venues:

Penson Financial Services, Inc.

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 99.4%

Market orders as percentage of total market orders 100.0%

ATD, a CITI Company

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 0.4%

Ridge Clearing Order Room

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 0.2%