Securities Listed on OTC

Univest Securities Inc.

Summary Statistics:

Non-directed orders as percentage of total customer orders 100.0%

Market orders as percentage of total non-directed orders 1.0%

Limit orders as percentage of total non-directed orders 98.9%

Other orders as percentage of total non-directed orders 0.1%

Venues receiving significant percentage of total non-directed orders:

Penson Financial Services, Inc. 99.9%

Knight Securities 0.1%

Information Concerning significant Venues:

Penson Financial Services, Inc.

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 99.9%

Market orders as percentage of total market orders 100.0%

Other orders as percentage of total other orders 100.0%

Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 0.1%